Representative experience
Reviewing the EMEA compliance operating model for a global investment bank and preparing a report with recommendations for change.
Developing a detailed compliance plan for establishing an effective and sustainable compliance program for a corporate bank.
Supporting a large insurance firm to optimize its compliance function, including identifying activities for modification and standardization.
Reviewing and designing compliance policies and procedures and compliance monitoring arrangements for a new online retail bank.
Leading a review of a full product life cycle for a large retail bank, resulting in recommendations for change to enhance the process and to ensure regulatory compliance.
